Neesha Hathi

Since joining Schwab in 2004, Neesha Hathi has held a range of leadership roles across the organization. She was the executive vice president of platforms and client experience for Investor Services; led Advisor Technology Solutions, delivering digital platforms and solutions to RIA advisor clients; served as the chief operating officer of Schwab Performance Technologies®; and also led a range of strategy and client experience teams. Hathi also currently serves on the U.S. Securities & Exchanges Commission’s Asset Management Advisory Committee, advising with a group of industry experts on trends and developments affecting investors and market participants. Prior to joining Schwab, Hathi held leadership roles in strategy, marketing, and finance for various startups, including Enuvis, a developer of GPS technology for wireless devices, and Kibu, a teen media company. She began her career in the investment banking industry, supporting initial and secondary public offerings and merger and acquisition transactions at PricewaterhouseCoopers and EVEREN Securities.

Hathi earned a Bachelor of Business Administration from the University of Michigan and a Master of Business Administration from the Anderson School at the University of California, Los Angeles. She holds FINRA Series 7 and 24 registrations.